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Home
About
Our History
Our Leadership
Our Clients
Our Credentials
Services
FINOP, PFO & POO Services and Supervision
Broker-Dealer Membership and Compliance
RIA Registration and Compliance
AML Testing
Cybersecurity
Accounting and Bookkeeping
Tax Compliance and Consulting
Broker-Dealer Hosting
Start-Ups and Fin Tech
Resources
Newsletter
Press Releases
Testimonials
Cyber Alerts
Blog
Contact
Subscribe to
our Newsletter
RESOURCES
NEWSLETTER
PRESS RELEASES
TESTIMONIALS
CYBER ALERTS
BLOG
2021 NEWSLETTERS
Phishing Attack Forces Investment Firm to Close
The SEC Provides COVID Relief Surrounding Annual Audited Financial Statements & Other Filings
SEC Exams Identify Violations of Large Trader Rule for BDs and RIAs
The GameStop Saga Applies To All Of Us – But Not The Way You Think It Does
NASAA to Require Continuing Education for Investment Adviser Representatives
2020 NEWSLETTERS
December Newsletter
November Newsletter
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2019 NEWSLETTERS
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2018 NEWSLETTERS
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2017 NEWSLETTERS
July Newsletter
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“When you hire SDDco, you benefit from the talent and expertise of the entire firm rather than that of an individual practitioner more limited in scope and resources.”
SCOTT DANIELS
Chairman and Founder
