Janice Parise, Partner of S.D. Daniels & Co, P.C., joined the firm in 2010 and provides all aspects of FinOp and CFO services to securities industry clients. Ms. Parise has more than 20 years of experience in the financial services field. She specializes in the highly regulated broker-dealer environment, having strong knowledge of the SEC net capital and books & records rules and reporting requirements. Ms. Parise’s former positions include senior roles at various financial institutions. Ms. Parise is a CPA and FINRA Registered Financial and Operations Principal (Series 27). She is a member of the FINRA Series 27 Exam Review Committee and the Stock Brokerage Committee of the NYSSCPA. She earned a Bachelor of Science in Accounting from CUNY – Queens College.
Subscribe to the SDDco Perspective Newsletter
Our SDDco Perspective includes industry news, guidance, regulatory rule updates, deadlines, and other timely matters impacting brokers, advisors, fintech firms, taxpayers, investors, and their service professionals.