Hale Halasy, President of SDDco Regulatory Services LLC, is a compliance and training professional with over 30 years of experience. He leads broker-dealers through the membership process and provides continued assistance to their internal compliance programs. A Certified Anti-Money Laundering Specialist, Mr. Halasy directs the AML testing program of S.D. Daniels & Company LLC. In addition, Mr. Halasy is a member of FINRA’s Sales Representative Test Writing Committee (’99 to Present), FINRA’s SIE Academic Outreach Committee, and FINRA’s Capital Acquisition and Placement Broker Committee. He was a Founder of CCH Wall Street Financial Training and amassed 13 years training compliance professionals to pass securities industry licensing examinations. He holds the Series 7, 24 and 99 licenses. Mr. Halasy maintains memberships in the National Society of Compliance Professionals and SIFMA Compliance & Legal and earned a BS from Brooklyn College in Business, Management and Finance.
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