SDDco delivers deep expertise and personalized guidance to our clients which includes broker-dealers, registered investment advisors, futures commission merchants, private funds, technology firms, and new business ventures. We help them to sustain a strong accounting and compliance infrastructure to support the prosperity of your business.

SDDco PROVIDES OUTSOURCED SUPPORT TO:

Third-party marketers

Foreign firms operating under Rule 15a-6 of the US Securities Exchange Act

Introducing brokers

Mergers & acquisitions brokers

Underwriting brokers

Proprietary trading brokers

Alternative Trading Systems

Fin tech

SEC and state registered

Managers of individual accounts (SMAs)

Mutual fund managers

Portfolio allocation managers

Hedge fund and private equity fund managers

Exempt reporting advisors

Private equity

Venture capital

Hedge funds (small–midsized)

Family offices

Introducing brokers

Full clearing brokers

Commodity Pool Operators (CPOs)

Technology

Start-ups

WHO WE SERVE

SPEAK TO AN SDDco CONSULTANT

 

Are you interested in Broker-Dealer or Investment Advisor Registration, Compliance Consulting, Accounting, Tax or FinOp Services? You can reach us at info@sddco.com or 212-751-4422.

SIGN UP FOR OUR CYBERSECURITY ALERTS

 

Are you safe? In today’s digital world the potential for a security breach is always looming. Get our Cybersecurity Alerts to ensure your data is protected.

SPEAK TO AN SDDco CONSULTANT

 

Are you interested in Broker-Dealer or Investment Advisor Registration, Compliance Consulting, Accounting, Tax or FinOp Services? You can reach us at info@sddco.com or 212-751-4422.

FinOp Services & SupervisionBroker-Dealer Membership & ComplianceRIA Registration & ComplianceAML TestingCybersecurityAccounting & BookkeepingTax Compliance & AdvisingBroker-Dealer HostingStart-Ups & Fin Tech

SIGN UP FOR OUR CYBERSECURITY ALERTS

 

Are you safe? In today’s digital world the potential for a security breach is always looming. Get our Cybersecurity Alerts to ensure your data is protected.

“When you hire SDDco, you benefit from the talent and expertise of the entire firm rather than that of an individual practitioner more limited in scope and resources.”

 

SCOTT DANIELS

Co-Managing Partner