AT SDDco WE KNOW THAT THE GROWTH OF OUR FIRM RESTS ON THE SUCCESS OF OUR STAFF.

 

 

Our accounting professionals provide outsourced accounting, FINOP (series 27) and bookkeeping services, prepare and submit regulatory and financial reports and assist clients during regulatory reviews.

 

Our compliance consultants support your in-house compliance officer, prepare regulatory exam support, registration and filings, cybersecurity, outsourced CCO, mock exams, advertising review, annual review, compliance manual and AML testing.

 

Our tax professionals prepare tax return filings and provide tax planning advice to businesses and high net worth individuals to develop strategies, plan for the future, and provide guidance to the ever-changing tax codes. They also represent our clients before the IRS and other tax authorities.

 

OUR MISSION

To simplify the startup and growth of our clients’ business offering invaluable insights and industry leading expertise.

 

WHY JOIN OUR TEAM?

When you work with us, you reap the many rewards that a small successful specialty firm can offer. You get focused training in a sought after niche, satisfying work as our clients’ valued advocate and competitive salary with a broad benefits package.

 

OUR CULTURE

SDDco knows that talent is retained by considering all that our people expect from the workplace. Count on a friendly, cooperative work environment with open door access to all senior management, a manageable work schedule, quality benefits and grooming for your personal advancement. As far as creature comforts go, enjoy a comfortable workplace and monthly appreciation luncheons and company sponsored events.

REGULATORY COMPLIANCE DEPARTMENT

SDDco Regulatory Services LLC

 

SDDco Regulatory Services LLC (SDDco-RS) of The SDDco Group (SDDco) delivers skilled outsourced professional support to the financial services industry. SDDco-RS provides on- and off- site support to SEC registered investment advisers and FINRA member broker-dealers, facilitating year-round compliance with applicable regulations and rules. To learn more visit: http://www.sddco.com/compliance.html

 

(No current openings)

TAX DEPARTMENT

(No current openings)

ACCOUNTING DEPARTMENT

Senior Accountant with Financial Services Focus

 

Opportunity

 

Longstanding CPA & consulting firm in NYC seeks a SENIOR ACCOUNTANT with 3-5 years of financial services accounting experience. FINRA Series 27 license is a plus.

 

Role

• Preparation of monthly financial reports

• Calculation of our broker-dealer client firm’s regulatory net capital

• Assist with preparation of of FOCUS filings for broker-dealers

• Assist with preparation of annual financial statements

• Assisting client with annual audit and regulatory exams

• Mentoring of staff level accountants

 

Qualifications

• BS/MS Accounting degree

• FINRA Series 27 license is a plus

• CPA license is a plus

• Working knowledge of QuickBooks and Excel

• Solid knowledge of US GAAP

• Excellent organizational and communication skills

• Self starter with reliable follow-through

 

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ADMINISTRATION DEPARTMENT

(No current openings)