INDEPENDENT BROKERAGE SOLUTIONS INVITES YOU TO BUILD YOUR OWN ROAD TO SUCCESS

 

IndieBrokers can register your investment professionals and provide supervisory oversight and guidance as you build your business your way. Your team can operate under its own brand while leveraging the regulatory compliance, business, and accounting expertise of IndieBrokers and the SDDco Group of companies dedicated to the financial services industry

 

  • IndieBrokers can facilitate Investment Banking, Capital Raising, and Wealth Management activities, whether by General Solicitation or Private Marketing
  • IndieBrokers offers flexible and creative commission sharing solutions
  • IndieBrokers provides the regulatory environment in which your team operates, and creates customized solutions to help your business be as efficient and effective as possible

Branch Office Supervision

 

Independent Brokerage Solutions LLC MEMBER: FINRA/SIPC (“IndieBrokers”) conducts regular ongoing electronic monitoring and direct dialog with your branch office, principals, and representatives in order to create and maintain a culture of compliance.

Learn More About Our Broker-Dealer Hosting Services at www.IndieBrokers.com