Resources/ Updates


MSRB Files Proposed Amendments to Municipal Fund Security Advertising Reqs

The Municipal Securities Rulemaking Board (MSRB) filed with the SEC proposed amendments to MSRB Rule G-21(e) related to municipal fund security product advertisements to address regulatory developments and to enhance protections for investors.

“The proposed amendments reflect changes to SEC rules governing money market fund advertisements and improve regulatory consistency of disclosure requirements for those municipal fund securities that invest in money market funds. The MSRB originally proposed these amendments as part of a broader request for comment on updating and harmonizing certain provisions of its municipal securities dealer advertising rule and establishing similar advertising regulations for municipal advisors. The MSRB continues to consider comments received from market participants on the other aspects of its proposal.”

Related Document

Proposed amendments to MSRB Rule G-21(e) as filed 6-23-17

About SDDco Group

Formed in 1952, the SDDco Group ( delivers outsourced professional support to the financial services and technology sectors. Our menu of professional services includes accounting, regulatory and tax compliance, AML testing, brokerage hosting and supervision, as well as assuming designated FinOp, CCO, and CFO roles.

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SDDco specializes
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Major banks, private funds, RIAs, BDs, and tech startups choose us.

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