Careers/ Open Positions

Thank you for your interest in a position with the SDDcoCO Group.

If a position is detailed below and you qualify, please complete and submit the form available at Apply Now or send your resume, salary history, and career objectives to info@sddco.com.

The SDDco Group

Formed in 1952, the SDDco Group of accountants and regulatory compliance consultants (www.sddco.com) delivers outsourced professional support onsite to broker-dealers, investment advisers, private funds, and technology firms. Our services include accounting, regulatory and tax compliance, brokerage hosting, and the CCO, FinOp, and CFO roles.

Compensation–

SDDco offers:

  • Competitive salaries commensurate with experience
  • Benefits package includes company health plan options, flexible medical spending,  LTD, PTO program, remote days, and a 401(k) employer contribution plan.
  • High profile clients, great growth potential, work-life balance
  • Modern office culture, including business casual dress and staff events

 

REGULATORY COMPLIANCE DEPARTMENT

SDDco Regulatory Services LLC

SDDco Regulatory Services LLC (SDDco-RS) of The SDDco Group (SDDco) delivers skilled outsourced professional support to the financial services industry. SDDco-RS provides on- and off- site support to SEC registered investment advisers and FINRA member broker-dealers, facilitating year-round compliance with applicable regulations and rules. To learn more visit: http://www.sddco.com/compliance.html

REGISTRATION ANALYST

Opportunity– 

SDDco Regulatory Services LLC seeks a Registration Analyst for a Securities Industry regulatory consulting firm to provide support to the Firm’s compliance and accounting teams.

Responsibilities– 

  • Advising clients and servicing registration inquiries via phone and email
  • Processing Uniform Forms U-4 and U-5, Form BD, Form BR, Form ADV and various state forms
  • Assisting in FINRA Licensing Examination scheduling
  • Assisting consultants to manage client accounts
  • Drafting client communications in collaboration with management
  • Coordinating meetings and special projects

Qualifications—

The successful candidate will have:

  • 1-2 years of experience in securities industry compliance
  • Capacity to multi-task and work in a fast paced environment.
  • Working knowledge of securities industry rules and regulations
  • Prior broker-dealer and registration experience a plus.

Send–

Resume and salary history      

Apply Now

 

TAX DEPARTMENT

(No current openings)

 

ACCOUNTING DEPARTMENT

SENIOR ACCOUNTANT
with Financial Services Focus
 

Opportunity—

Longstanding CPA & consulting firm in NYC seeks a SENIOR ACCOUNTANT with 3-5 years of financial services accounting experience.

Responsibilities—

• Prep of monthly financial data
• Prep of client books and records
• Prep of investor account balances
• Assist with prep of FOCUS filings for broker-dealers
• Assist with prep of annual financial statements
• Assisting client with annual audit and regulatory exams
• Mentoring of staff level accountants

Qualifications—

• BS/MS Accounting degree
• FINRA Series 27 license is a plus
• CPA license is a plus
• Solid knowledge of QuickBooks and Excel
• Solid knowledge of US GAAP
• Excellent organizational and communication skills
• Proactive approach and reliable follow-through

Send–

Resume and salary history

Apply Now

ADMINISTRATION DEPARTMENT 

(No current openings)

 

FOCUSED SUPPORT

SDDco specializes
in two industries.

Our know-how and our network supports the financial services & tech industries.

We hold the right training and licensures to keep you in step and mitigate risk.

Our Credentials

SUCCESSFUL CLIENTS

SDDco supports
industry leaders.

We oversee back office functions so you can focus on your own clients.

Major banks, private funds, RIAs, BDs, and tech startups choose us.

Our Clients

TOP TALENT

SDDco is as good
as its great people.

Our CPAs, FinOps and
consultants are licensed,
experienced professionals.

Partner with us for start-ups and for ongoing accounting, compliance and tax work.

Our People

ONSITE OUTSOURCING

SDDco performs
services onsite.

Outsourced support with
SDDco isn’t out of sight.

We work in your space and for your team on a regular basis. Engage the expertise without the fulltime hire.

Our Praises

HIGH STANDARDS

SDDco observes
AICPA principles.

Our inaugural firm began
when two CPAs opened
a NYC office back in 1952.

We faithfully maintain the CPA standards: integrity, competency, confidentiality….

Our Group