Hale-Halasy

Hale Halasy

Partner

212-751-4422 ext 318

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Experience

Hale Halasy, President of SDDCO Regulatory Services LLC, is a compliance and financial training professional with more than twenty-five years of experience in the securities industry. He leads broker/dealers through the FINRA membership process and provides continued assistance to maintain and update internal compliance programs.

A Certified Anti-Money Laundering Specialists, Mr. Halasy also manages the AML testing program of S.D. Daniels & Company LLC.  As a respected member of the New York Stock Exchange Series 7 Test Writing Committee from 1999–2006, 2012-present, and, more recently, a Founder and Director of CCH Wall Street Financial Training, Mr. Halasy amassed thirteen years of experience training business professionals in compliance related topics.

Education

Affiliations and Credentials