- SEC Proposes Disclosure Rule for Alternative Trading Systems
- FASB Lease Accounting Standards Proceed ~ Could Tally $2 Trillion
- Cybersecurity Webinar for Small Broker-Dealers
- Which FINRA Firms Get the Disaster Recovery Test?
- FINRA Requirement Roundup ~ with Effective Dates
- Reminder: Public Accountant Independence Statement Due ~ Dec 10th
- NFA Members ~ Cybersecurity Programs a Must as of March …
- RIA Third-Party Exams ~ and Other SEC Maybes
- More on Crowdfunding Portals ~ Forms and Fees Proposed
- Crowdfunding of Securities Made Possible ~ SEC Adopts Title III …
- Update on Possible Price Disclosures in Fixed Income Markets
- Year-End Tax Letters 2015 ~ for SDDCO Clients
The world of financial services is growing more complex.
SDDCO is support made simple.
CPAs, FinOps and consultants for the financial services industry.